Model

Compliance officer: 20 ways to use Ora

Surveillance context: unusual moves around events, restricted lists and documented checks. Each example is a complete, runnable request with the real answers it returned (44 requests, captured 2026-10-31), what they mean and, where it fits, the action it would send.

Run withAnswers were captured on ora-fin-0.1.1. Another model changes the request JSON and the Playground link; run it there to see its answers.

Rule functions and facts used by this player (51)

offset 10 avg 8 ref 7 abs 5 sma 5 atr 4 days_to_earnings 3 highest 3 max 3 zscore 2 days_since_earnings 2 days_to_ex_div 2 pays_dividend 2 atr_pct 2 log 2 sqrt 2 std 2 percentrank 1 gap_down 1 gap_up 1 beat_eps_last 1 beat_revenue_last 1 eps_surprise_pct 1 last_earnings_gap 1 last_earnings_move 1 days_since_ex_div 1 div_yield_ttm 1 days_since_reverse_split 1 days_since_split 1 days_to_split 1 last_split_ratio 1 marubozu 1 outside_bar 1 macd 1 macdsignal 1 rsi 1 next_report_amc 1 next_report_bmo 1 median 1 roc 1 three_white_soldiers 1 doji 1 div_ttm 1 last_div_amount 1 next_div_amount 1 barssince 1 crossdown 1 crossup 1 lowest 1 engulfing_bull 1 hammer 1

Examples 11–20 of 20 · page 2 of 2

Compliance officer · example 11

Trading-window calendar: which covered names report soon

Remind employees in a blackout policy which names report within two weeks.

ora-fin-0.1.15 symbols, one request each4 questions1 actionworkflow · Mon at 07:30 ET

ScheduleMon at 07:30 ET
State5 symbols
Questions4 asked
Answersreal, captured
Actions1 rule · dry run

State

{"symbol":"MSFT"} then ORCL, CRM, ADBE, CSCO, one request each. The server fills in the latest completed session.

Questions

`soon`	English → rule	Is earnings in the next 14 days?
`recent`	English → rule	Did the stock report earnings in the last 7 days?
`bmo`	English → rule	Does the stock report before the market opens next time?
`amc`	English → rule	Does the stock report after the close next time?

Answers

Symbol	`soon`rule	`recent`rule	`bmo`rule	`amc`rule	Fired
`MSFT`	0.0537	0.9187	0.1409	0.8591	none
`ORCL`	0.0537	0.0537	0.1409	0.8591	none
`CRM`	0.0537	0.0537	0.1409	0.8591	none
`ADBE`	0.0537	0.0537	0.1409	0.8591	none
`CSCO`	0.7951	0.0537	0.1409	0.8591	`window`

true false not known for rules; forecasts are odds. Hover a column for its question.

Actions

Rules on the answers decide what to send. Each symbol runs its own request, so each one can fire.

soon >= 0.6→Emailemployees-covered

MSFT 0 of 1 fired · dry run, nothing sent

ORCL 0 of 1 fired · dry run, nothing sent

CRM 0 of 1 fired · dry run, nothing sent

ADBE 0 of 1 fired · dry run, nothing sent

CSCO 1 of 1 fired · dry run, nothing sent

windowwould send (dry run)Email → employees-covered

{
  "subject": "Blackout reminder: CSCO reports within 14 days",
  "text": "CSCO reports within 14 days (before the open 14%, after the close 86%). Personal trading in CSCO is restricted under the policy until two days after the report."
}

What it means

Session of 2026-10-30, 5 symbols: Is earnings in the next 14 days: true for CSCO of 5. Did the stock report earnings in the last 7 days: true for MSFT of 5. Does the stock report before the market opens next time: true for none of 5. Does the stock report after the close next time: true for MSFT, ORCL, CRM, ADBE, CSCO of 5. window fired for CSCO.

The reminder is driven by the earnings calendar facts; it applies the policy, it does not judge anyone.

As a scheduled workflow (Mon at 07:30 ET)

Create it under Workflows in the console: it runs these questions for every symbol on the schedule and fires the actions per symbol. The answers above are what one run returned.

{
  "name": "Trading-window calendar: which covered names report soon",
  "symbols": "MSFT ORCL CRM ADBE CSCO",
  "days": [
    1
  ],
  "at_time": "07:30",
  "model": "ora-fin-0.1.1",
  "questions": {
    "soon": {
      "type": "yes_no",
      "instructions": "Is earnings in the next 14 days?"
    },
    "recent": {
      "type": "yes_no",
      "instructions": "Did the stock report earnings in the last 7 days?"
    },
    "bmo": {
      "type": "yes_no",
      "instructions": "Does the stock report before the market opens next time?"
    },
    "amc": {
      "type": "yes_no",
      "instructions": "Does the stock report after the close next time?"
    }
  },
  "actions": [
    {
      "id": "window",
      "when": "soon >= 0.6",
      "do": "email",
      "connection": "employees-covered",
      "subject": "Blackout reminder: {{symbol}} reports within 14 days",
      "message": "{{symbol}} reports within 14 days (before the open {{bmo|pct}}, after the close {{amc|pct}}). Personal trading in {{symbol}} is restricted under the policy until two days after the report."
    }
  ]
}

Request JSON (MSFT; the others differ only in the symbol)

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "MSFT"
  },
  "questions": {
    "soon": {
      "type": "yes_no",
      "instructions": "Is earnings in the next 14 days?"
    },
    "recent": {
      "type": "yes_no",
      "instructions": "Did the stock report earnings in the last 7 days?"
    },
    "bmo": {
      "type": "yes_no",
      "instructions": "Does the stock report before the market opens next time?"
    },
    "amc": {
      "type": "yes_no",
      "instructions": "Does the stock report after the close next time?"
    }
  },
  "actions": [
    {
      "id": "window",
      "when": "soon >= 0.6",
      "do": "email",
      "connection": "employees-covered",
      "subject": "Blackout reminder: {{symbol}} reports within 14 days",
      "message": "{{symbol}} reports within 14 days (before the open {{bmo|pct}}, after the close {{amc|pct}}). Personal trading in {{symbol}} is restricted under the policy until two days after the report."
    }
  ],
  "dry_run": true
}

Response JSON (MSFT, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "soon": {
      "yes_no": 0.0537,
      "rule": "days_to_earnings <= 14",
      "basis": "pattern"
    },
    "recent": {
      "yes_no": 0.9187,
      "rule": "days_since_earnings <= 7",
      "basis": "pattern"
    },
    "bmo": {
      "yes_no": 0.1409,
      "rule": "next_report_bmo > 0.5",
      "basis": "pattern"
    },
    "amc": {
      "yes_no": 0.8591,
      "rule": "next_report_amc > 0.5",
      "basis": "pattern"
    }
  },
  "context": {
    "symbol": "MSFT",
    "as_of": "2026-10-30"
  },
  "actions": [
    {
      "id": "window",
      "fired": false,
      "status": "skipped"
    }
  ]
}

days_since_earnings days_to_earnings next_report_amc next_report_bmo

Try it in the Playground

Compliance officer · example 12

Leveraged ETF suitability context: TQQQ and SQQQ volatility

Document the volatility of leveraged products when reviewing whether they suit retail accounts.

ora-fin-0.1.12 symbols, one request each4 questions

State2 symbols
Questions4 asked
Answersreal, captured
Actionsnone

State

{"symbol":"TQQQ"} then SQQQ, one request each. The server fills in the latest completed session.

Questions

`atr3`	rule	`atr_pct(14) > 3` A typical day moves more than 3%
`hv`	English → rule	Is 20-day historical volatility above 40%?
`dd`	rule	`C < 0.8 * max(H, 252)` More than 20% off the 52-week high
`drop10`	forecast	Will it drop at least 10% at some point in the next month? A 10% drawdown within a month

Answers

Symbol	`atr3`rule	`hv`rule	`dd`rule	`drop10`forecast
`TQQQ`	0.9463	0.9424	0.9198	0.766
`SQQQ`	0.934	0.9339	0.9463	0.699

true false not known for rules; forecasts are odds. Hover a column for its question.

What it means

Session of 2026-10-30, 2 symbols: A typical day moves more than 3%: true for TQQQ, SQQQ of 2. Is 20-day historical volatility above 40%: true for TQQQ, SQQQ of 2. More than 20% off the 52-week high: true for TQQQ, SQQQ of 2. Highest odds for “A 10% drawdown within a month”: TQQQ at 77%.

High volatility and drawdowns are part of the suitability file; the forecast is shown as model odds.

Request JSON (TQQQ; the others differ only in the symbol)

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "TQQQ"
  },
  "questions": {
    "atr3": {
      "type": "yes_no",
      "ask": "atr_pct(14) > 3"
    },
    "hv": {
      "type": "yes_no",
      "instructions": "Is 20-day historical volatility above 40%?"
    },
    "dd": {
      "type": "yes_no",
      "ask": "C < 0.8 * max(H, 252)"
    },
    "drop10": {
      "type": "yes_no",
      "instructions": "Will it drop at least 10% at some point in the next month?"
    }
  }
}

Response JSON (TQQQ, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "atr3": {
      "yes_no": 0.9463,
      "rule": "atr_pct(14) > 3",
      "basis": "rule"
    },
    "hv": {
      "yes_no": 0.9424,
      "rule": "std(log(C / C[-1]), 20) * sqrt(20 / 19) * sqrt(252) > 0.4",
      "basis": "pattern"
    },
    "dd": {
      "yes_no": 0.9198,
      "rule": "C < 0.8 * max(H, 252)",
      "basis": "rule"
    },
    "drop10": {
      "yes_no": 0.766
    }
  },
  "context": {
    "symbol": "TQQQ",
    "as_of": "2026-10-30"
  }
}

atr_pct log max offset sqrt std

Try it in the Playground

Compliance officer · example 13

MSTR: context for a momentum-ignition alert

When a surveillance alert fires, record whether the day was already volatile, gapping and on heavy volume.

ora-fin-0.1.1MSTR5 questions

StateMSTR
Questions5 asked
Answersreal, captured
Actionsnone

State

{"symbol":"MSTR"} The server fills in the latest completed session.

Questions

`atr3`	rule	`atr_pct(14) > 3` A typical day moves more than 3%
`wide`	rule	`(H - L) > 2 * avg(H - L, 20)` Range more than twice the 20-day average range
`vol`	English → rule	Was today's volume twice its 20-day average?
`up2`	English → rule	Did the stock rise more than 2% today?
`down3`	English → rule	Did the stock fall more than 3% today?

Answers

Question	Answer	Reading
`atr3` A typical day moves more than 3%	0.9463	true
`wide` Range more than twice the 20-day average range	0.0943	false
`vol` Was today's volume twice its 20-day average compiled to `V > 2 * ref(avg(V, 20), -1)`	0.3327	false
`up2` Did the stock rise more than 2% today compiled to `C / C[-1] - 1 > 0.02`	0.077	false
`down3` Did the stock fall more than 3% today compiled to `C / C[-1] - 1 < -0.03`	0.8372	true

What it means

For MSTR on the session of 2026-10-30: True now: A typical day moves more than 3%; Did the stock fall more than 3% today. Not true: Range more than twice the 20-day average range; Was today's volume twice its 20-day average; Did the stock rise more than 2% today.

A volatile name on a volatile day is ordinary; the context lets the reviewer close alerts that are just the market.

Request JSON

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "MSTR"
  },
  "questions": {
    "atr3": {
      "type": "yes_no",
      "ask": "atr_pct(14) > 3"
    },
    "wide": {
      "type": "yes_no",
      "ask": "(H - L) > 2 * avg(H - L, 20)"
    },
    "vol": {
      "type": "yes_no",
      "instructions": "Was today's volume twice its 20-day average?"
    },
    "up2": {
      "type": "yes_no",
      "instructions": "Did the stock rise more than 2% today?"
    },
    "down3": {
      "type": "yes_no",
      "instructions": "Did the stock fall more than 3% today?"
    }
  }
}

Response JSON (MSTR, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "atr3": {
      "yes_no": 0.9463,
      "rule": "atr_pct(14) > 3",
      "basis": "rule"
    },
    "wide": {
      "yes_no": 0.0943,
      "rule": "(H - L) > 2 * avg(H - L, 20)",
      "basis": "rule"
    },
    "vol": {
      "yes_no": 0.3327,
      "rule": "V > 2 * ref(avg(V, 20), -1)",
      "basis": "pattern"
    },
    "up2": {
      "yes_no": 0.077,
      "rule": "C / C[-1] - 1 > 0.02",
      "basis": "pattern"
    },
    "down3": {
      "yes_no": 0.8372,
      "rule": "C / C[-1] - 1 < -0.03",
      "basis": "pattern"
    }
  },
  "context": {
    "symbol": "MSTR",
    "as_of": "2026-10-30"
  }
}

atr_pct avg offset ref

Try it in the Playground

Compliance officer · example 14

Best-execution review context: liquidity of traded names

For the quarterly best-execution review, record liquidity and volatility of the names traded.

ora-fin-0.1.14 symbols, one request each4 questions

State4 symbols
Questions4 asked
Answersreal, captured
Actionsnone

State

{"symbol":"IWM"} then XLU, TLT, HYG, one request each. The server fills in the latest completed session.

Questions

`liquid`	rule	`avg(C * V, 20) > 100000000` Trades more than $100 million a day
`dry`	rule	`V < 0.6 * avg(V, 20)` Volume under 60% of normal
`atr_lo`	English → rule	Is the 14-day ATR less than 2% of the price?
`median`	rule	`V > median(V, 20)` Volume above its 20-day median

Answers

Symbol	`liquid`rule	`dry`rule	`atr_lo`rule	`median`rule
`IWM`	0.9463	0.0836	0.9463	0.6338
`XLU`	0.9463	0.1146	0.9463	0.6199
`TLT`	0.9463	0.1452	0.9463	0.6681
`HYG`	0.9463	0.104	0.9463	0.7335

true false not known for rules; forecasts are odds. Hover a column for its question.

What it means

Session of 2026-10-30, 4 symbols: Trades more than $100 million a day: true for IWM, XLU, TLT, HYG of 4. Volume under 60% of normal: true for none of 4. Is the 14-day ATR less than 2% of the price: true for IWM, XLU, TLT, HYG of 4. Volume above its 20-day median: true for IWM, XLU, TLT, HYG of 4.

Execution quality is judged against how liquid and calm the market was; these facts set that baseline.

Request JSON (IWM; the others differ only in the symbol)

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "IWM"
  },
  "questions": {
    "liquid": {
      "type": "yes_no",
      "ask": "avg(C * V, 20) > 100000000"
    },
    "dry": {
      "type": "yes_no",
      "ask": "V < 0.6 * avg(V, 20)"
    },
    "atr_lo": {
      "type": "yes_no",
      "instructions": "Is the 14-day ATR less than 2% of the price?"
    },
    "median": {
      "type": "yes_no",
      "ask": "V > median(V, 20)"
    }
  }
}

Response JSON (IWM, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "liquid": {
      "yes_no": 0.9463,
      "rule": "avg(C * V, 20) > 100000000",
      "basis": "rule"
    },
    "dry": {
      "yes_no": 0.0836,
      "rule": "V < 0.6 * avg(V, 20)",
      "basis": "rule"
    },
    "atr_lo": {
      "yes_no": 0.9463,
      "rule": "atr(14) / C < 0.02",
      "basis": "pattern"
    },
    "median": {
      "yes_no": 0.6338,
      "rule": "V > median(V, 20)",
      "basis": "rule"
    }
  },
  "context": {
    "symbol": "IWM",
    "as_of": "2026-10-30"
  }
}

atr avg median

Try it in the Playground

Compliance officer · example 15

SMCI: rapid run-up context for a review

Document a rapid rise (extension, consecutive up days, volume) when reviewing promotional activity in a name.

ora-fin-0.1.1SMCI5 questions

StateSMCI
Questions5 asked
Answersreal, captured
Actionsnone

State

{"symbol":"SMCI"} The server fills in the latest completed session.

Questions

`ext`	English → rule	Is the stock more than 10% above its 200-day moving average?
`up3`	English → rule	Has the stock closed higher 3 days in a row?
`soldiers`	rule	`three_white_soldiers()` three white soldiers candle: Three green bars, each closing higher and opening inside the previous body.
`vol`	rule	`V > 2 * ref(avg(V, 20), -1)` Volume more than twice the previous 20-day average
`roc`	rule	`roc(C, 5) > 15` Up more than 15% over five sessions

Answers

Question	Answer	Reading
`ext` Is the stock more than 10% above its 200-day moving average compiled to `C > sma(C, 200) * 1.1`	0.1742	false
`up3` Has the stock closed higher 3 days in a row compiled to `(C > C[-1]) and (C[-1] > C[-2]) and (C[-2] > C[-3])`	0.1678	false
`soldiers` three white soldiers candle: Three green bars, each closing higher and opening inside the previous body.	0.0834	false
`vol` Volume more than twice the previous 20-day average	0.1119	false
`roc` Up more than 15% over five sessions	0.101	false

What it means

For SMCI on the session of 2026-10-30: Not true: Is the stock more than 10% above its 200-day moving average; Has the stock closed higher 3 days in a row; three white soldiers candle: Three green bars, each closing higher and opening inside the previous body.; Volume more than twice the previous 20-day average; Up more than 15% over five sessions.

A rapid run-up is described in neutral terms; the reviewer decides whether any communication needs follow-up.

Request JSON

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "SMCI"
  },
  "questions": {
    "ext": {
      "type": "yes_no",
      "instructions": "Is the stock more than 10% above its 200-day moving average?"
    },
    "up3": {
      "type": "yes_no",
      "instructions": "Has the stock closed higher 3 days in a row?"
    },
    "soldiers": {
      "type": "yes_no",
      "ask": "three_white_soldiers()"
    },
    "vol": {
      "type": "yes_no",
      "ask": "V > 2 * ref(avg(V, 20), -1)"
    },
    "roc": {
      "type": "yes_no",
      "ask": "roc(C, 5) > 15"
    }
  }
}

Response JSON (SMCI, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "ext": {
      "yes_no": 0.1742,
      "rule": "C > sma(C, 200) * 1.1",
      "basis": "comparison"
    },
    "up3": {
      "yes_no": 0.1678,
      "rule": "(C > C[-1]) and (C[-1] > C[-2]) and (C[-2] > C[-3])",
      "basis": "pattern"
    },
    "soldiers": {
      "yes_no": 0.0834,
      "rule": "three_white_soldiers()",
      "basis": "rule"
    },
    "vol": {
      "yes_no": 0.1119,
      "rule": "V > 2 * ref(avg(V, 20), -1)",
      "basis": "rule"
    },
    "roc": {
      "yes_no": 0.101,
      "rule": "roc(C, 5) > 15",
      "basis": "rule"
    }
  },
  "context": {
    "symbol": "SMCI",
    "as_of": "2026-10-30"
  }
}

avg offset ref roc sma three_white_soldiers

Try it in the Playground

Compliance officer · example 16

XOM: was volume unusually high on a flat price day?

Volume far above normal with little price change can merit a look; record both facts for the reviewer.

ora-fin-0.1.1XOM4 questions1 action

StateXOM
Questions4 asked
Answersreal, captured
Actions1 rule · dry run

State

{"symbol":"XOM"} The server fills in the latest completed session.

Questions

`vol`	rule	`V > 2 * ref(avg(V, 20), -1)` Volume more than twice the previous 20-day average
`flat`	rule	`abs(C / C[-1] - 1) < 0.003` Close within 0.3% of the previous close
`doji`	rule	`doji()` doji candle: Body at most 10% of the day's range.
`inside`	rule	`H < H[-1] and L > L[-1]` An inside day

Answers

Question	Answer	Reading
`vol` Volume more than twice the previous 20-day average	0.2958	false
`flat` Close within 0.3% of the previous close	0.0741	false
`doji` doji candle: Body at most 10% of the day's range.	0.1743	false
`inside` An inside day	0.0704	false

Actions

Rules on the answers decide what to send.

vol >= 0.6 and flat >= 0.6→Webhooksurveillance-cases

What each action would send 0 of 1 fired · dry run, nothing sent

contextrule false: skipped

What it means

For XOM on the session of 2026-10-30: Not true: Volume more than twice the previous 20-day average; Close within 0.3% of the previous close; doji candle: Body at most 10% of the day's range.; An inside day. No action fired: every rule was false.

High volume with a flat close is common around index events too; the record gives the reviewer the starting facts.

Request JSON

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "XOM"
  },
  "questions": {
    "vol": {
      "type": "yes_no",
      "ask": "V > 2 * ref(avg(V, 20), -1)"
    },
    "flat": {
      "type": "yes_no",
      "ask": "abs(C / C[-1] - 1) < 0.003"
    },
    "doji": {
      "type": "yes_no",
      "ask": "doji()"
    },
    "inside": {
      "type": "yes_no",
      "ask": "H < H[-1] and L > L[-1]"
    }
  },
  "actions": [
    {
      "id": "context",
      "when": "vol >= 0.6 and flat >= 0.6",
      "do": "webhook",
      "connection": "surveillance-cases",
      "body": {
        "symbol": "{{symbol}}",
        "as_of": "{{as_of}}",
        "type": "volume_without_price_change",
        "volume_spike": "{{vol}}",
        "flat_close": "{{flat}}",
        "note": "Context only; no finding."
      }
    }
  ],
  "dry_run": true
}

Response JSON (XOM, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "vol": {
      "yes_no": 0.2958,
      "rule": "V > 2 * ref(avg(V, 20), -1)",
      "basis": "rule"
    },
    "flat": {
      "yes_no": 0.0741,
      "rule": "abs(C / C[-1] - 1) < 0.003",
      "basis": "rule"
    },
    "doji": {
      "yes_no": 0.1743,
      "rule": "doji()",
      "basis": "rule"
    },
    "inside": {
      "yes_no": 0.0704,
      "rule": "H < H[-1] and L > L[-1]",
      "basis": "rule"
    }
  },
  "context": {
    "symbol": "XOM",
    "as_of": "2026-10-30"
  },
  "actions": [
    {
      "id": "context",
      "fired": false,
      "status": "skipped"
    }
  ]
}

abs avg doji offset ref

Try it in the Playground

Compliance officer · example 17

Short positions over the ex-date: which names owe a dividend

Make sure short positions crossing an ex-date are charged the dividend by listing names going ex within days.

ora-fin-0.1.14 symbols, one request each4 questions1 action

State4 symbols
Questions4 asked
Answersreal, captured
Actions1 rule · dry run

State

{"symbol":"JNJ"} then PEP, ABBV, MO, one request each. The server fills in the latest completed session.

Questions

`ex7`	rule	`days_to_ex_div <= 7` Ex-dividend date within seven days
`pays`	rule	`pays_dividend > 0.5` Pays a dividend
`next_up`	English → rule	Is the next declared dividend larger than the last one?
`div2`	English → rule	Has the stock paid more than $2 per share in dividends over the past year?

Answers

Symbol	`ex7`rule	`pays`rule	`next_up`rule	`div2`rule	Fired
`JNJ`	0.0537	0.8591	0.45	0.9463	none
`PEP`	0.0537	0.8591	0.50	0.9463	none
`ABBV`	0.0537	0.8591	0.50	0.9463	none
`MO`	0.0537	0.8591	0.50	0.9463	none

true false not known for rules; forecasts are odds. Hover a column for its question.

Actions

Rules on the answers decide what to send. Each symbol runs its own request, so each one can fire.

ex7 >= 0.6→Emailcompliance-ops

JNJ 0 of 1 fired · dry run, nothing sent

PEP 0 of 1 fired · dry run, nothing sent

ABBV 0 of 1 fired · dry run, nothing sent

MO 0 of 1 fired · dry run, nothing sent

What it means

Session of 2026-10-30, 4 symbols: Ex-dividend date within seven days: true for none of 4. Pays a dividend: true for JNJ, PEP, ABBV, MO of 4. Is the next declared dividend larger than the last one: true for none of 4. Has the stock paid more than $2 per share in dividends over the past year: true for JNJ, PEP, ABBV, MO of 4. ops fired for none.

Declared ex-dates drive an operations reminder; undeclared ones answer no and send nothing.

Request JSON (JNJ; the others differ only in the symbol)

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "JNJ"
  },
  "questions": {
    "ex7": {
      "type": "yes_no",
      "ask": "days_to_ex_div <= 7"
    },
    "pays": {
      "type": "yes_no",
      "ask": "pays_dividend > 0.5"
    },
    "next_up": {
      "type": "yes_no",
      "instructions": "Is the next declared dividend larger than the last one?"
    },
    "div2": {
      "type": "yes_no",
      "instructions": "Has the stock paid more than $2 per share in dividends over the past year?"
    }
  },
  "actions": [
    {
      "id": "ops",
      "when": "ex7 >= 0.6",
      "do": "email",
      "connection": "compliance-ops",
      "subject": "{{symbol}} goes ex within 7 days",
      "message": "{{symbol}}: ex-dividend within 7 days. Confirm short positions are charged the dividend and stock loan records are current."
    }
  ],
  "dry_run": true
}

Response JSON (JNJ, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "ex7": {
      "yes_no": 0.0537,
      "rule": "days_to_ex_div <= 7",
      "basis": "rule"
    },
    "pays": {
      "yes_no": 0.8591,
      "rule": "pays_dividend > 0.5",
      "basis": "rule"
    },
    "next_up": {
      "yes_no": 0.45,
      "rule": "next_div_amount > last_div_amount",
      "basis": "pattern"
    },
    "div2": {
      "yes_no": 0.9463,
      "rule": "div_ttm > 2",
      "basis": "pattern"
    }
  },
  "context": {
    "symbol": "JNJ",
    "as_of": "2026-10-30"
  },
  "actions": [
    {
      "id": "ops",
      "fired": false,
      "status": "skipped"
    }
  ]
}

days_to_ex_div div_ttm last_div_amount next_div_amount pays_dividend

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Compliance officer · example 18

Supervision check: did a trader's name break key levels?

Daily supervisory record of whether watched names crossed their 50-day or 20-day extremes, for the supervision log.

ora-fin-0.1.1AAPL5 questions

StateAAPL
Questions5 asked
Answersreal, captured
Actionsnone

State

{"symbol":"AAPL"} The server fills in the latest completed session.

Questions

`x_up`	rule	`crossup(C, sma(C, 50))` Crossed above the 50-day today
`x_dn`	rule	`crossdown(C, sma(C, 50))` Crossed below the 50-day today
`high20`	rule	`C > highest(C, 20)` 20-day closing breakout
`low20`	rule	`C < lowest(L, 20)` Closed under the 20-day low
`since`	rule	`barssince(C > highest(C, 20)) > 30` More than 30 sessions since the last 20-day closing high

Answers

Question	Answer	Reading
`x_up` Crossed above the 50-day today	0.05	false
`x_dn` Crossed below the 50-day today	0.05	false
`high20` 20-day closing breakout	0.3146	false
`low20` Closed under the 20-day low	0.0744	false
`since` More than 30 sessions since the last 20-day closing high	0.0537	false

What it means

For AAPL on the session of 2026-10-30: Not true: Crossed above the 50-day today; Crossed below the 50-day today; 20-day closing breakout; Closed under the 20-day low; More than 30 sessions since the last 20-day closing high.

The log records level events with the rule behind each, so a supervisor can see exactly what was checked.

Request JSON

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "AAPL"
  },
  "questions": {
    "x_up": {
      "type": "yes_no",
      "ask": "crossup(C, sma(C, 50))"
    },
    "x_dn": {
      "type": "yes_no",
      "ask": "crossdown(C, sma(C, 50))"
    },
    "high20": {
      "type": "yes_no",
      "ask": "C > highest(C, 20)"
    },
    "low20": {
      "type": "yes_no",
      "ask": "C < lowest(L, 20)"
    },
    "since": {
      "type": "yes_no",
      "ask": "barssince(C > highest(C, 20)) > 30"
    }
  }
}

Response JSON (AAPL, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "x_up": {
      "yes_no": 0.05,
      "rule": "crossup(C, sma(C, 50))",
      "basis": "rule"
    },
    "x_dn": {
      "yes_no": 0.05,
      "rule": "crossdown(C, sma(C, 50))",
      "basis": "rule"
    },
    "high20": {
      "yes_no": 0.3146,
      "rule": "C > highest(C, 20)",
      "basis": "rule"
    },
    "low20": {
      "yes_no": 0.0744,
      "rule": "C < lowest(L, 20)",
      "basis": "rule"
    },
    "since": {
      "yes_no": 0.0537,
      "rule": "barssince(C > highest(C, 20)) > 30",
      "basis": "rule"
    }
  },
  "context": {
    "symbol": "AAPL",
    "as_of": "2026-10-30"
  }
}

barssince crossdown crossup highest lowest sma

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Compliance officer · example 19

Audit trail: store every answer with its rule

Send the full answer set for a decision to the archive, so any later review sees what the model said and why.

ora-fin-0.1.1MSFT5 questions1 action

StateMSFT
Questions5 asked
Answersreal, captured
Actions1 rule · dry run

State

{"symbol":"MSFT"} The server fills in the latest completed session.

Questions

`trend`	English → rule	Is the stock above its 50-day moving average?
`hammer`	rule	`hammer()` hammer candle: Lower wick at least twice the body, upper wick at most 10% of the range, closing below the close five bars back.
`engulf`	rule	`engulfing_bull()` engulfing bull candle: A green body that engulfs yesterday's red body.
`earn`	rule	`days_to_earnings <= 10` Reports earnings within 10 days
`up_week`	forecast	Will the stock be higher in a week? Higher in a week

Answers

Question	Answer	Reading
`trend` Is the stock above its 50-day moving average compiled to `C > sma(C, 50)`	0.7088	true
`hammer` hammer candle: Lower wick at least twice the body, upper wick at most 10% of the range, closing below the close five bars back.	0.5701	on the line (true)
`engulf` engulfing bull candle: A green body that engulfs yesterday's red body.	0.0643	false
`earn` Reports earnings within 10 days	0.0537	false
`up_week` Higher in a week	0.574	57% · close to even

Actions

Rules on the answers decide what to send.

trend >= 0→Webhookrecords-archive

What each action would send 1 of 1 fired · dry run, nothing sent

archivewould send (dry run)Webhook → records-archive

{
  "symbol": "MSFT",
  "as_of": "2026-10-30",
  "answers": {
    "trend": {
      "type": "yes_no",
      "yes_no": 0.7088,
      "rule": "C > sma(C, 50)",
      "basis": "comparison",
      "explain": "today's close > sma50"
    },
    "hammer": {
      "type": "yes_no",
      "yes_no": 0.5701,
      "rule": "hammer()",
      "basis": "rule"
    },
    "engulf": {
      "type": "yes_no",
      "yes_no": 0.0643,
      "rule": "engulfing_bull()",
      "basis": "rule"
    },
    "earn": {
      "type": "yes_no",
      "yes_no": 0.0537,
      "rule": "days_to_earnings <= 10",
      "basis": "rule"
    },
    "up_week": {
      "type": "yes_no",
      "yes_no": 0.574
    }
  },
  "retention": "7y"
}

What it means

For MSFT on the session of 2026-10-30: True now: Is the stock above its 50-day moving average. Not true: engulfing bull candle: A green body that engulfs yesterday's red body.; Reports earnings within 10 days. On the line: hammer candle: Lower wick at least twice the body, upper wick at most 10% of the range, closing below the close five bars back.. Forecasts: Higher in a week 57%. Fired: archive (Webhook → records-archive).

Rule answers carry their rule and forecasts carry none; archiving both lets reviewers tell facts from predictions.

Request JSON

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "MSFT"
  },
  "questions": {
    "trend": {
      "type": "yes_no",
      "instructions": "Is the stock above its 50-day moving average?"
    },
    "hammer": {
      "type": "yes_no",
      "ask": "hammer()"
    },
    "engulf": {
      "type": "yes_no",
      "ask": "engulfing_bull()"
    },
    "earn": {
      "type": "yes_no",
      "ask": "days_to_earnings <= 10"
    },
    "up_week": {
      "type": "yes_no",
      "instructions": "Will the stock be higher in a week?"
    }
  },
  "actions": [
    {
      "id": "archive",
      "when": "trend >= 0",
      "do": "webhook",
      "connection": "records-archive",
      "body": {
        "symbol": "{{symbol}}",
        "as_of": "{{as_of}}",
        "answers": "{{answers}}",
        "retention": "7y"
      }
    }
  ],
  "dry_run": true
}

Response JSON (MSFT, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "trend": {
      "yes_no": 0.7088,
      "rule": "C > sma(C, 50)",
      "basis": "comparison"
    },
    "hammer": {
      "yes_no": 0.5701,
      "rule": "hammer()",
      "basis": "rule"
    },
    "engulf": {
      "yes_no": 0.0643,
      "rule": "engulfing_bull()",
      "basis": "rule"
    },
    "earn": {
      "yes_no": 0.0537,
      "rule": "days_to_earnings <= 10",
      "basis": "rule"
    },
    "up_week": {
      "yes_no": 0.574
    }
  },
  "context": {
    "symbol": "MSFT",
    "as_of": "2026-10-30"
  },
  "actions": [
    {
      "id": "archive",
      "fired": true,
      "status": "dry_run",
      "do": "webhook",
      "connection": "records-archive",
      "preview": {
        "body": {
          "symbol": "MSFT",
          "as_of": "2026-10-30",
          "answers": {
            "trend": {
              "type": "yes_no",
              "yes_no": 0.7088,
              "rule": "C > sma(C, 50)",
              "basis": "comparison",
              "explain": "today's close > sma50"
            },
            "hammer": {
              "type": "yes_no",
              "yes_no": 0.5701,
              "rule": "hammer()",
              "basis": "rule"
            },
            "engulf": {
              "type": "yes_no",
              "yes_no": 0.0643,
              "rule": "engulfing_bull()",
              "basis": "rule"
            },
            "earn": {
              "type": "yes_no",
              "yes_no": 0.0537,
              "rule": "days_to_earnings <= 10",
              "basis": "rule"
            },
            "up_week": {
              "type": "yes_no",
              "yes_no": 0.574
            }
          },
          "retention": "7y"
        }
      }
    }
  ]
}

days_to_earnings engulfing_bull hammer sma

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Compliance officer · example 20

Crypto ETF statements in client emails: verify before sending

Check statements like 'bitcoin ETFs are in an uptrend' against the data for IBIT and ETHA before approval.

ora-fin-0.1.12 symbols, one request each4 questions

State2 symbols
Questions4 asked
Answersreal, captured
Actionsnone

State

{"symbol":"IBIT"} then ETHA, one request each. The server fills in the latest completed session.

Questions

`above200`	English → rule	Is the stock above its 200-day moving average?
`above50`	English → rule	Is the stock above its 50-day moving average?
`dd`	English → rule	Is the stock more than 20% below its 52-week high?
`hv`	rule	`std(log(C / C[-1]), 20) * sqrt(252) > 0.4` Annualized 20-day volatility above 40%

Answers

Symbol	`above200`rule	`above50`rule	`dd`rule	`hv`rule
`IBIT`	0.7234	0.1649	0.9082	0.1239
`ETHA`	0.585	0.1263	0.9441	0.3361

true false not known for rules; forecasts are odds. Hover a column for its question.

What it means

Session of 2026-10-30, 2 symbols: Is the stock above its 200-day moving average: true for IBIT of 2. Is the stock above its 50-day moving average: true for none of 2. Is the stock more than 20% below its 52-week high: true for IBIT, ETHA of 2. Annualized 20-day volatility above 40%: true for none of 2.

If the data does not support the statement, the email is revised before it reaches clients.

Request JSON (IBIT; the others differ only in the symbol)

{
  "model": "ora-fin-0.1.1",
  "state": {
    "symbol": "IBIT"
  },
  "questions": {
    "above200": {
      "type": "yes_no",
      "instructions": "Is the stock above its 200-day moving average?"
    },
    "above50": {
      "type": "yes_no",
      "instructions": "Is the stock above its 50-day moving average?"
    },
    "dd": {
      "type": "yes_no",
      "instructions": "Is the stock more than 20% below its 52-week high?"
    },
    "hv": {
      "type": "yes_no",
      "ask": "std(log(C / C[-1]), 20) * sqrt(252) > 0.4"
    }
  }
}

Response JSON (IBIT, real)

{
  "model": "ora-fin-0.1.1",
  "answers": {
    "above200": {
      "yes_no": 0.7234,
      "rule": "C > sma(C, 200)",
      "basis": "comparison"
    },
    "above50": {
      "yes_no": 0.1649,
      "rule": "C > sma(C, 50)",
      "basis": "comparison"
    },
    "dd": {
      "yes_no": 0.9082,
      "rule": "C < max(H, 252) * 0.8",
      "basis": "comparison"
    },
    "hv": {
      "yes_no": 0.1239,
      "rule": "std(log(C / C[-1]), 20) * sqrt(252) > 0.4",
      "basis": "rule"
    }
  },
  "context": {
    "symbol": "IBIT",
    "as_of": "2026-10-30"
  }
}

log max offset sma sqrt std

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Information, not investment advice. Rules answer from the latest completed daily session; forecasts are probabilities. Actions ran as dry runs: nothing was sent. More in Sell side: Equity research analyst, Sell-side sales trader, Execution trader / desk, Market maker, Prop trading firm.

Create an account Open the Playground Everything here also lives in the console, next to your keys and usage.

Individuals

Buy side

Sell side

Corporates

Builders

Institutions

Trading-window calendar: which covered names report soon

State

Questions

Answers

Actions

What it means

Leveraged ETF suitability context: TQQQ and SQQQ volatility

State

Questions

Answers

What it means

MSTR: context for a momentum-ignition alert

State

Questions

Answers

What it means

Best-execution review context: liquidity of traded names

State

Questions

Answers

What it means

SMCI: rapid run-up context for a review

State

Questions

Answers

What it means

XOM: was volume unusually high on a flat price day?

State

Questions

Answers

Actions

What it means

Short positions over the ex-date: which names owe a dividend

State

Questions

Answers

Actions

What it means

Supervision check: did a trader's name break key levels?

State

Questions

Answers

What it means

Audit trail: store every answer with its rule

State

Questions

Answers

Actions

What it means

Crypto ETF statements in client emails: verify before sending

State

Questions

Answers

What it means